Synechron

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/ / Introduction

Helps our clients ingest, parse and prepare for compliance across multiple regulatory authorities’ new and changing laws and mandates

Background

Investment/asset management firms are dealing with the growth of new and changing regulations coming from different regulatory bodies (FINRA, ESMA) impacting their businesses.

The challenge

Regulatory and compliance teams spend a significant amount of time keeping up with regulatory changes and acting upon them.

Target Users

The Cognitive Compliance Accelerator is targeted at Compliance Officers, Legal Counsel, Risk Officers and others at buy-side investment firms but can also be extended to other risk and legal business teams.

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Rethinking compliance

Features

  • Enables continuous subscriptions and data ingestion from prime, identified regulatory agencies across operating geographies
  • Data Science and state-of-the-art analytics tools enable the automatic ingestion, analysis and categorization of new and changing rules and regulations to keep companies/teams and various business units up-to-date
  • A Q&A library can be enabled to facilitate genuine answers to regulatory questions posed by internal staff

Benefits

  • Ensures new and changing regulatory mandates are identified and incorporated into individualized and personalized dashboards based upon individual role entitlements, regions and user needs
  • Enables compliance rules and regulations across multiple targeted regulatory bodies
  • Allows compliance staff to analyze and categorize requirements culled from regulatory documents and ask specific questions of an answer library